Vice President, AML / OFAC Compliance Advisory
About the Company
Prominent investment bank
Industry
Investment Banking
Type
Privately Held
About the Role
The Company is seeking a VP for AML and OFAC Compliance Advisory. The successful candidate will be responsible for the review and validation of high-risk KYC files to ensure they meet the company's policies and regulatory requirements. This role involves providing regulatory guidance to staff on proposed activities and transactions, as well as assisting in the analysis and implementation of updates in regulations and policies to maintain compliance. The VP will also provide guidance on AML-specific queries related to customers and transactions and contribute to the analysis of data for the company's BSA/AML and OFAC risk assessments. Applicants for the VP, AML, and OFAC Compliance Advisory position at the company should have a strong background in AML and OFAC compliance, with a focus on KYC and risk assessment. The role requires the ability to review and issue regulatory guidance, analyze data for risk assessments, and ensure the company's compliance with US regulations. The ideal candidate will have experience in a similar advisory role, be well-versed in AML and OFAC regulations, and have the skills to provide effective guidance to the front office and support staff. A proactive approach to staying updated on regulatory changes and the ability to assist in the implementation of new requirements is essential.
Travel Percent
Less than 10%
Functions
About the Job: Join Limitless Solutions LLC Flexibility, High Pay & Steady Freight! The trucking industry is tough unpredictable rates, inconsistent loads, and rising costs. At Limitless Solutions LLC , we give you stability, high earnings, and real flexibility...
Job Responsibilities:1. Complaint ManagementHandle customer complaints related to banking services, credit cards, service issues, and regulatory complianceAct as the escalation point to ensure timely and effective resolution of complex cases2. Customer EngagementCommunicate...
...Culinary Internship At Biltmore Estate Interns will have the opportunity to rotate through two of Biltmore's professional kitchens to gain confidence and experience in different restaurant environments. Field trips and other training opportunities are provided, including...
...Job Description Job Description AKIRA Fashion Stylist In 2002, AKIRA opened the doors to its first women's boutique in Chicago. Since then, we've expanded to 35+ stores across the U.S., supported by a thriving eCommerce platform: shopAKIRA.com. Positioned for...
...Position Responsibilities: Conduct domestic operational audits of business units as a Senior Internal Auditor under the supervision of a Senior Audit Manager, contributing to a collaborative team that values diverse opinions and encourages continuous improvement...